The State Securities Commission (SSC) has just issued 3 decisions on administrative sanctions in the field of securities and the securities market against Mr. Ho Anh Tuan (Member of the Board of Directors of Fideco); Mr. Le Thai Thanh (Member of the Board of Directors of Fideco) and Ms. Le Ngan Nhi, a person related to Mr. Le Thai Thanh.
Accordingly, Mr. Ho Anh Tuan was fined VND 370 million for purchasing 1.85 million FDC shares (equivalent to VND 18.5 billion at par value) on June 7, 2024 but did not register and report the transaction results.
The State Securities Commission also imposed an additional penalty of suspending Mr. Tuan's securities trading activities for a period of 4 months.
3 individuals who violated administrative regulations in the securities sector were severely punished.
For the same violation, the State Securities Commission fined Mr. Le Thai Thanh VND 100 million for buying 686,271 FDC shares on June 11, 2024 and 220,000 FDC shares on June 7, 2024 but did not report to the management agency.
In addition, Ms. Le Ngan Nhi, a person related to Mr. Le Thai Thanh, was fined VND 270 million for purchasing 1.35 million FDC shares on June 11, 2024 but did not register and report to the management agency.
The authorities also imposed an additional penalty of suspending Ms. Nhi from securities trading for a period of 4 months.
Thus, the State Securities Commission has administratively fined 3 people related to FDC company a total of 740 million VND.
FDC shares have recently had some unusual transactions, with liquidity increasing sharply to millions of shares in June, then decreasing since the end of June until now. There have even been many consecutive sessions with no transactions.
In the last 3 trading sessions of the week, it suddenly increased sharply from 14,000 VND to 17,300 VND/share, equivalent to 16%, while the previous sessions were almost unchanged.
Source: https://nld.com.vn/hai-lanh-dao-cong-ty-fideco-bi-dinh-chi-giao-dich-vi-mua-chui-co-phieu-196240713113820462.htm
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