On November 6, the State Securities Commission (SSC) issued Decision No. 1005 on administrative sanctions in the field of securities and securities market against Dragon Capital Vietnam Investment Fund Management Joint Stock Company (Dragon Capital Company).
Securities Commission fines Dragon Capital. (Illustration photo)
Specifically, a fine of VND 125 million was imposed on Dragon Capital Company for violating regulations on restrictions on employees working at securities investment fund management companies (during the period from September 2022 to December 2022, securities transactions of the Company's employees were not fully reported to the internal control department before and immediately after the transaction).
Dragon Capital Vietnam Investment Fund Management Joint Stock Company is located at Floor 15, Me Linh Point Building (02 Ngo Duc Ke, District 1, Ho Chi Minh City) and was established by two leading financial institutions in Vietnam, Dragon Capital and Vietnam Investment Fund Management Joint Stock Company.
According to the introduction, the total assets that Dragon Capital Group is managing to date have reached more than 77,000 billion VND (nearly 4 billion USD), the company has diverse product services to meet the needs of both domestic and foreign institutional and individual investors.
Thanh Lam
Source
![[Photo] Signing of cooperation between ministries, branches and localities of Vietnam and Senegal](https://vphoto.vietnam.vn/thumb/1200x675/vietnam/resource/IMAGE/2025/7/24/6147c654b0ae4f2793188e982e272651)
Comment (0)