Of which, the majority of shares (35.12 million units) were distributed to 1,128 shareholders between October 13 and November 11. These shares are freely transferable immediately after the additional listing. In particular, the volume of 209,624 shares distributed to investor Ta Van Manh on November 20-21 will be subject to a one-year transfer restriction.
Statistics from the offering show that 1,121 domestic investors bought almost all of the issued shares, while 8 foreign investors only participated with a modest volume of 6,303 shares. With the offering price of 10,000 VND/share, DSC Securities collected a total of 353.4 billion VND. This new financial resource helped increase the company's charter capital from the old level to nearly 2,750 billion VND.
Regarding the capital use plan, DSC's Board of Directors said that it will allocate the proceeds to two core business areas. Specifically, the company will spend VND203.4 billion to supplement capital for its proprietary trading activities and the remaining VND150 billion will be used to expand the margin lending activities, meeting the capital needs of the market in the final period of the year.
At the end of the capital increase, the list of major shareholders of DSC Securities recorded the appearance of a new factor. According to the transaction report on November 11, 2025, individual investor Le Ngoc Duc bought 32.35 million DSC shares. Before this transaction, Mr. Duc did not own any shares at DSC and had no related people holding shares at the company. After the transaction, this individual officially became a major shareholder with an ownership ratio of 11.76% of charter capital.
In contrast to the increase in ownership of new shareholders, the holding ratio of the group of shareholders related to Chairman of the Board of Directors Nguyen Duc Anh recorded a decrease due to the impact of share dilution or not exercising all purchase rights. Specifically, Mr. Nguyen Duc Anh still maintains the same ownership volume of 85.4 million shares but the ownership ratio decreased to 31.05%. Similarly, the related legal entity, NTP Investment Joint Stock Company, currently holds 81.9 million shares, equivalent to 29.78% of the new charter capital.
Following the offering to existing shareholders, DSC Securities plans to continue implementing the plan to issue shares under the Employee Stock Option Program (ESOP). The expected issuance volume is 5 million shares at a preferential price of VND 10,000/share, equivalent to 1.82% of the total number of outstanding shares. These shares will be restricted from transfer according to the roadmap: 40% will be released after 1 year, 30% after 2 years and the remaining 30% after 3 years. If the ESOP issuance is completed, DSC's charter capital will continue to increase to approximately VND 2,800 billion, adding more resources for margin lending activities.
Source: https://daibieunhandan.vn/ca-nhan-chi-hon-320-ty-dong-thau-tom-11-co-phan-chung-khoan-dsc-10397204.html
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